F. K. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
F. Kirby Smith JR, who also goes by Fred Kirby Smith Jr, Smith, was a registered financial professional .
F. is a previously registered financial professional and started their career in finance in 1975. F. had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2017 - September 15, 2022
SUNSTREET SECURITIES, LLC
May 18, 2016 - May 9, 2017
NATIONAL SECURITIES CORPORATION
August 21, 2015 - June 23, 2016
ADIRONDACK TRADING GROUP LLC
July 9, 2007 - August 25, 2015
J.P. TURNER & COMPANY, L.L.C.
June 26, 2007 - July 6, 2007
WEDBUSH SECURITIES INC.
April 27, 1994 - June 27, 2007
BROOKSTREET SECURITIES CORPORATION
August 14, 1978 - April 20, 1994
DICKINSON & CO.
January 24, 1975 - August 25, 1978
TOUCHSTONE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNSTREET SECURITIES, LLC
CRD#: 143211 / SEC#: , 8-67541
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 5,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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