NB
Nicole M. Baptista
GLEN EAGLE ADVISORS
Freehold, NJ 07728
CRD#: 8037731
Some features on this profile are disabled
NB
Nicole Marie BaptistaGLEN EAGLE ADVISORS
Professional summary
Nicole Marie Baptista is a registered financial advisor currently at GLEN EAGLE ADVISORS, LLC located in Freehold, New Jersey.
Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Nicole has worked at 1 firm .
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Marie Baptista's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2025 - Present
GLEN EAGLE ADVISORS, LLC
Office #1: Pinho Professional Center 57 Schank Rd, Suite C-4, Freehold, NJ, 07728RIA
CRD#: 282920
Freehold, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GE
GLEN EAGLE ADVISORS, LLC
ALOOOLA | GLEN EAGLE ADVISORS, LLC
CRD#: 282920 / SEC#: 801-79298
RIA
Registered Investment Advisory firm - (3/10/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(5/20/2025)
Exams
Current Firm
GE
GLEN EAGLE ADVISORS, LLC
ALOOOLA | GLEN EAGLE ADVISORS, LLC
CRD#: 282920 / SEC#: 801-79298
RIA
Registered Investment Advisory firm - (3/10/2014 Approved)Loading...
Contact information
Main Address
4422c Route 27, Kingston, NJ 08528-0399
Mailing Address
4422c Route 27 P.o. Box 399, Kingston, NJ 08528-0399
Phone number
(609) 631-8231
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,401 |
| AUM (Assets Under Management) | $ 1,026,399,410 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
