Eric J. Gleacher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Jay Gleacher was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1975. Eric had worked at 6 firms and has passed the Series 63, Series 41 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - June 10, 2013
GLEACHER & COMPANY SECURITIES, INC.
June 8, 1999 - January 7, 2010
GLEACHER PARTNERS LLC
July 26, 1990 - June 29, 1999
NATWEST FINANCE INC.
January 19, 1984 - January 23, 1990
MORGAN STANLEY & CO. LLC
February 22, 1978 - December 12, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
January 22, 1975 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 8/31/1984
NYSE Allied Member ExaminationSeries 40
Date: 1/20/1975
Registered Principal ExaminationCurrent Firm
GLEACHER & COMPANY SECURITIES, INC.
CRD#: 298 / SEC#: , 8-2018
Contact information
Documents
Disclosures
| Regulatory Event | 33 |
| Civil Event | 1 |
| Arbitration | 10 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
