Elizabeth H. Kross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Harrington Kross was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1975. Elizabeth had worked at 10 firms and has passed the Series 63, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2007 - July 27, 2015
THE KROSS GROUP
October 27, 2006 - May 4, 2009
COMMONWEALTH FINANCIAL NETWORK
August 15, 2006 - August 29, 2007
BEACON INVESTMENT MANAGEMENT, LLC
May 31, 1996 - May 4, 2009
COMMONWEALTH FINANCIAL NETWORK
November 14, 1994 - June 3, 1996
A. G. EDWARDS & SONS, INC.
November 3, 1986 - November 22, 1994
TUCKER ANTHONY INCORPORATED
January 7, 1985 - November 10, 1986
MOSELEY SECURITIES CORPORATION
April 17, 1979 - January 22, 1985
KIDDER, PEABODY & CO. INCORPORATED
February 24, 1978 - June 7, 1979
MORGAN STANLEY DW INC.
June 29, 1976 - February 24, 1978
REYNOLDS SECURITIES, INC.
January 16, 1975 - August 29, 1976
VANCE, SANDERS & COMPANY, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 1/21/1985
AMEX Put and Call ExamCurrent Firm
THE KROSS GROUP
CRD#: 143255 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
