JS
Jenny H. Smyth
CITY NATIONAL SECURITIES
IRVINE, CA 92612
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CRD#: 8035381
JS
Jenny Hsu SmythCITY NATIONAL SECURITIES
Professional summary
Jenny Hsu Smyth, who also goes by Jenny Hsin-yi Hsu, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Irvine, California.
Jenny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Jenny has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Jenny Hsin-Yi Hsu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: Kure It , Inc.; Whether the business is investment-related: Non investment-related; Address of the other business: 1300 Quail St Ste 104, Newport Beach, CA 92660; Nature of the other business: Private Company Your position: Board member; Title, or relationship with the other business;: Board Member; Start date of your relationship: 01/03/2022; the approximate number of hours/month you devote to the other business: 1hr; Number of hours you devote to the other business during securities trading hours: 0; Briefly describe your duties relating to the other business: I serve as an unpaid board member for a non-profit organization, Kure It. I do not hold an executive officer position. My role is limited to supporting the organization's mission through board participation.
CRS (Client Relationship Summary) - RIA
Click below to view Jenny Hsu Smyth's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jenny Hsu Smyth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2026 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 18111 Von Karman Ave. 4th Floor, Irvine, CA 92612RIA
BD
CRD#: 103705
IRVINE, CA
Current
April 15, 2026 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 18111 Von Karman Ave. 4th Floor, Irvine, CA 92612RIA
BD
CRD#: 103705
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC. | RBC SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/16/2026)
IAR
California(6/16/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/14/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC. | RBC SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Mailing Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Phone number
(310) 888-6400
Established
California since 11/03/1999
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees
186
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD DIRECTOR | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP & CHIEF FINANCIAL OFFICER | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| MAGUIRE, WILLIAM JOHN JR | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2040885 |
| O'KEEFFE, IVOR PATRICK | CHIEF OPERATING OFFICER & BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 1,781 |
| AUM (Assets Under Management) | $ 1,515,102,638 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
