David L. Weidner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lamar Weidner was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1975. David had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2010 - November 19, 2020
WORLD CAPITAL BROKERAGE, INC.
August 1, 2008 - July 30, 2010
NATIONWIDE SECURITIES, LLC
January 11, 2005 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
March 31, 2004 - December 14, 2004
OSAIC FA, INC.
December 28, 1981 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
January 8, 1975 - December 14, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 8, 1975 - December 14, 2004
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/31/1974
Registered Representative ExaminationCurrent Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
