John F. Wayland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Foster Wayland, who also goes by Jack Wayland, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1975. John had worked at 4 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1993 - October 4, 1996
UNUM SALES CORPORATION
October 29, 1986 - October 26, 1990
ROBERT W. BAIRD & CO. INCORPORATED
June 12, 1975 - September 4, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 6, 1975 - September 22, 1977
TIME EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/18/1974
Registered Representative ExaminationCurrent Firm
UNUM SALES CORPORATION
CRD#: 5406 / SEC#: , 8-15607
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
