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William Roy Cousins

CRD# 803371·Registered 1984 - 1998
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Roy Cousins, who also goes by William R Cousins, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1984 - 1998. William had worked at 5 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William R Cousins

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

51 years in the financial services industry

Current & Past Employments

ARAGON FINANCIAL SERVICES, INC.·CRD# 16023
BD
Irvine, CA
July 13, 1996 - July 21, 1998
COUSINS SECURITIES CORPORATION·CRD# 27859
BD
Oak Brook, IL
January 5, 1994 - August 20, 1998
OAK BROOK SECURITIES CORP.·CRD# 16886
BD
Oakbrook Terrace, IL
June 12, 1987 - January 1, 1994
DREHER & ASSOCIATES, INC.·CRD# 8665
BD
May 29, 1985 - June 15, 1987
FRANCIS MANZO & COMPANY, INCORPORATED·CRD# 8187
BD
October 26, 1984 - June 10, 1985

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Current Firm

AF
ARAGON FINANCIAL SERVICES, INC.

ARAGON FINANCIAL SERVICES, INC. | NAP FINANCIAL CORPORATION

CRD#: 16023 / SEC#: 8-33169
BD
Terminated by SEC on 07/05/2002

Contact Information

Established

Texas since 01/06/1984

Firm Type

Corporation

Fiscal Year End

August

Documents

Direct owners and executive officers

NamePositionCRD#
MYER, ROBERT LANEDIRECTOR344027
BROWN, EDGAR ALLEN JRDIRECTOR1463057
DIMEGLIO, JOHN JOSEPHPRESIDENT2908029
MCKEE, DAVID ELIJAHVICE PRESIDENT4138230
REZA MOHAMMED BIDGOLICORPORATE SECRETARY & GENERAL COUNSEL—

Disclosures

Regulatory Event

11

Arbitration

14

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1984About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Dec 1974

Series 24 — General Securities Principal Examination

Passed Jun 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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