Joseph Christopher Kale
Professional Summary
Joseph Christopher Kale, who also goes by Joseph Christofer Kale, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1975 - 2013. Joseph had worked at 7 firms and has passed the Series 63, Series 55, Series 7, Series 3, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph Christofer Kale
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
51 years in the financial services industry
Current & Past Employments
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Current Firm
CHANDER P. WADHWA | WADHWA, CHANDER P. | SNC CAPITAL MANGEMENT CORP. | SNC CAPITAL MANAGEMENT LLC | SNC CAPITAL MANAGEMENT CORP. | SNC CAPITAL MANAGEMENT CORP | RCM SECURITIES CORP | RCM SECURITIES
Contact Information
Main Address
318 W Adams St Floor 10, Chicago, IL 60606Mailing Address
318 W Adams St Floor 10, Chicago, IL 60606Phone Number
31287011530Established
Illinois since 01/21/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (24 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
4Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2000Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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