Ben A. Johnson
Professional summary
Ben A Johnson JR is a registered financial professional currently at FIRST SECURITIES NORTHWEST, INC. located in Milwaukie, Oregon.
Ben is registered as a RR (Registered Representative) and started their career in finance in 1981. Ben has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ben A Johnson JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 1986 - Present
FIRST SECURITIES NORTHWEST, INC.
Office #1: 18824 S.e. Mildred St, Milwaukie, OR 97267Office #2: 18824 Se Mildred St, Milwaukie, OR 97267December 7, 1984 - June 30, 1986
FIRST UNION SECURITIES INC
February 10, 1983 - August 31, 1984
GREENFIELD/CAMPBELL, INC.
August 3, 1981 - February 2, 1983
OMEGA NORTHWEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/1986)
(2/8/1995)
(6/29/1987)
(6/21/1996)
(6/29/1987)
(6/4/1987)
(8/27/1986)
(1/20/1995)
(7/22/1986)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
FIRST SECURITIES NORTHWEST, INC.
CRD#: 14627 / SEC#: , 8-30977
Contact information
FINRA licenses (11 States and Territories)
Disclosures
| Regulatory Event | 1 |
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