Ronald S. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Scott Hansen, who also goes by Ronald S Hansen, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1975. Ronald had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 53, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2002 - January 2, 2020
LANDAAS & COMPANY
October 21, 2002 - January 2, 2020
LANDAAS & COMPANY
June 3, 2002 - October 25, 2002
HARBOUR INVESTMENTS, INC.
November 29, 1999 - June 3, 2002
LANDAAS & COMPANY
August 13, 1981 - May 1, 2002
CABRERA CAPITAL MARKETS, LLC
August 31, 1977 - December 29, 1978
TIME EQUITIES, INC.
June 1, 1977 - August 7, 1981
EQUABLE SECURITIES CORPORATION
January 2, 1975 - May 22, 1977
FPC SECURITIES CORPORATION
Primary Firm SEC Registration
LANDAAS & COMPANY
CRD#: 47487 / SEC#: 801-45055, 8-51826
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 4/13/1977
Financial Principal ExaminationSeries 40
Date: 4/13/1977
Registered Principal ExaminationCurrent Firm
LANDAAS & COMPANY
CRD#: 47487 / SEC#: 801-45055, 8-51826
Contact information
SEC notice filing (23 States and Territories)
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 4,030 |
| AUM (Assets Under Management) | $ 1,724,224,069 |
Disclosures
| Regulatory Event | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 11/22/2024 | ||
| 10/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
