Jerald Naccarato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerald Naccarato, who also goes by Jerald Frederick Naccarato, Jerald Fredrick Naccarato, was a registered financial professional .
Jerald is a previously registered financial professional and started their career in finance in 1985. Jerald had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 1, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2009 - October 2, 2015
SPARTAN SECURITIES GROUP, LTD.
December 19, 2006 - January 2, 2009
WESTMINSTER SECURITIES CORPORATION
February 21, 1990 - December 31, 2006
PUBLIC SECURITIES, INC.
March 3, 1989 - March 5, 1990
DILLON SECURITIES, INC.
March 16, 1987 - March 11, 1989
MARSHALL DAVIS, INC.
February 21, 1985 - March 9, 1987
MICHAEL C. TALLEY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/29/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 12/28/1974
Registered Representative ExaminationCurrent Firm
SPARTAN SECURITIES GROUP, LTD.
CRD#: 104478 / SEC#: , 8-52937
Contact information
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
