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JH

Jorjio A. Hopkins

COMPOUND WEALTH, ADVISORY AND TAX
BROOKFIELD, WI 53045
CRD#: 8032060
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JH
Jorjio A. HopkinsCOMPOUND WEALTH, ADVISORY AND TAX

Professional summary

Jorjio A. Hopkins, who also goes by Jorjio Hopkins, is a registered financial advisor currently at COMPOUND WEALTH, ADVISORY AND TAX LLC located in Brookfield, Wisconsin.

Jorjio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Jorjio has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Jorjio Hopkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorjio A. Hopkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2026 - Present

COMPOUND WEALTH, ADVISORY AND TAX LLC

Office #1: 19275 W Capital Dr. Suite 204, Brookfield, WI 53045
RIA
CRD#: 337358
BROOKFIELD, WI
Past

March 20, 2025 - January 16, 2026

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

BD
CRD#: 154559
Brookfield, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(6/9/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/9/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/13/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/21/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/27/2024
Securities Industry Essentials Examination

Current Firm

CW
COMPOUND WEALTH, ADVISORY AND TAX LLC
COMPOUND WEALTH, ADVISORY AND TAX LLC

CRD#: 337358 / SEC#:

Texas
Registered Investment Advisory firm - (12/5/2025 Conditional Restricted)
Wisconsin
Registered Investment Advisory firm - (7/28/2025 Approved)
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Contact information

Main Address
525 Junction Rd Suite 6500, Madison, WI 53717
Mailing Address
Phone number
(608) 999-2214
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts176
AUM (Assets Under Management)$ 42,816,972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPOUND WEALTH, ADVISORY AND TAX LLC

CRD#: 337358Brookfield, WI 53045

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