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Stanley Earnest Pyndus Jr

SHADE TREE PARTNERS
DALLAS, TX
·CRD# 803186·52 years experience

Professional Summary

Stanley Earnest Pyndus JR, who also goes by Bodie Pyndus, is a registered financial advisor currently at SHADE TREE PARTNERS LLC located in Dallas, Texas. Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Stanley has worked at 7 firms and has passed the Series 65, Series 63, Series 3, PC, Series 7 and Series 8 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bodie Pyndus

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

SHADE TREE PARTNERS LLC·CRD# 150865
RIA
13140 Coit 115, Dallas, TX 75240
July 30, 2009 - Present
EVOLVE INVESTMENT ADVISORS·CRD# 131714
RIA
Austin, TX
May 10, 2010 - May 25, 2010
EVOLVE SECURITIES, INC.·CRD# 127474
RIA
Dallas, TX
August 12, 2008 - May 25, 2010
EVOLVE SECURITIES, INC.·CRD# 127474
RIA
Dallas, TX
July 3, 2008 - July 9, 2008
EVOLVE SECURITIES, INC.·CRD# 127474
BD
Dallas, TX
July 3, 2008 - May 25, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Plano, TX
April 2, 2007 - July 23, 2008
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Plano, TX
April 2, 2007 - July 23, 2008
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Plano, TX
June 4, 1991 - April 2, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Plano, TX
June 4, 1991 - April 2, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 20, 1990 - June 14, 1991
ROTAN MOSLE INC.·CRD# 727
BD
January 2, 1975 - October 29, 1990

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Current Firm

ST
SHADE TREE PARTNERS LLC

MNJ ADVISORY | SHADE TREE PARTNERS LLC

CRD#: 150865
Ohio
Registered Investment Advisory firm - Ohio (11/13/2015 Approved)
Texas
Registered Investment Advisory firm - Texas (7/30/2009 Approved)

Contact Information

Main Address

13140 Coit 115, Dallas, TX 75240

Mailing Address

1314 Mcdermott Suite 106 Box 801, Allen, TX 75013-3013

Phone Number

(214) 620-8201

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

68

AUM (Assets Under Management)

$63,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SHADE TREE PARTNERS LLC, INVESTMENT RELATED, INVESTMENT ADVIOSRY TO QUALIFIED PLANS, PARTNER, JULY 2009, 10 HOURS PER WEEK, 1-2 HOURS DURING TRADING HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(7/30/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1979About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Dec 1983About the Series 3 exam

PC — AMEX Put and Call Exam

Passed Sep 1977

Series 7 — General Securities Representative Examination

Passed Dec 1974About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1984

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CRS (Client Relationship Summary) - RIA

Click below to view Stanley Earnest Pyndus JR's CRS (Customer Relationship Summary).

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