Stanley E. Pyndus

SHADE TREE PARTNERS LLC

DALLAS, TX 75225-7652

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CRD#: 803186

Professional summary

Stanley Earnest Pyndus JR, who also goes by Bodie Pyndus, is a registered financial advisor currently at SHADE TREE PARTNERS LLC located in Dallas, Texas.

Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1975. Stanley has worked at 7 firms and has passed the Series 65, Series 63, Series 3, PC, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bodie Pyndus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SHADE TREE PARTNERS LLC, INVESTMENT RELATED, INVESTMENT ADVIOSRY TO QUALIFIED PLANS, PARTNER, JULY 2009, 10 HOURS PER WEEK, 1-2 HOURS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Earnest Pyndus JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2009 - Present

SHADE TREE PARTNERS LLC

Office #1: 3243 Southwestern, Dallas, TX 75225-7652

RIA

CRD#: 150865

DALLAS, TX

Past

May 10, 2010 - May 25, 2010

EVOLVE INVESTMENT ADVISORS

RIA

CRD#: 131714

AUSTIN, TX

Past

August 12, 2008 - May 25, 2010

EVOLVE SECURITIES, INC.

RIA

CRD#: 127474

DALLAS, TX

Past

July 3, 2008 - July 9, 2008

EVOLVE SECURITIES, INC.

RIA

CRD#: 127474

DALLAS, TX

Past

July 3, 2008 - May 25, 2010

EVOLVE SECURITIES, INC.

CRD#: 127474

DALLAS, TX

Past

April 2, 2007 - July 23, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PLANO, TX

Past

April 2, 2007 - July 23, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

PLANO, TX

Past

June 4, 1991 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PLANO, TX

Past

June 4, 1991 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PLANO, TX

Past

August 20, 1990 - June 14, 1991

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 2, 1975 - October 29, 1990

ROTAN MOSLE INC.

CRD#: 727

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/30/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/12/1983

National Commodity Futures Examination

General Industry/Product Exam

PC

Date: 9/6/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 7

Date: 12/21/1974

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/7/1984

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SHADE TREE PARTNERS LLC

MNJ ADVISORY | SHADE TREE PARTNERS LLC

CRD#: 150865 / SEC#:

Ohio

Registered Investment Advisory firm - (11/13/2015 Approved)

Texas

Registered Investment Advisory firm - (7/30/2009 Approved)

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Contact information

Main Address

3243 Southwestern, Dallas, TX 75225-7652

Mailing Address

1314 Mcdermott Suite 106 Box 801, Allen, TX 75013-3013

Phone number

(972) 528-4439

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 80,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stanley E. Pyndus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Earnest Pyndus JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVOLVE INVESTMENT ADVISORS

EVOLVE SECURITIES, INC.

EVOLVE SECURITIES, INC.

EVOLVE SECURITIES, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

ROTAN MOSLE INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/1992

Series 63

Date: 6/27/1979

Series 3

Date: 12/12/1983

PC

Date: 9/6/1977

Series 7

Date: 12/21/1974

Series 8

Date: 2/7/1984

Current Firm

SHADE TREE PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHADE TREE PARTNERS LLC

TRUST BUT VERIFY

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