Frank M. Weisser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Martin Weisser was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1975. Frank had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 1993 - November 30, 2015
CHIRON SECURITIES LLC
August 2, 1988 - September 13, 1991
J.P. MORGAN SECURITIES LLC
August 20, 1982 - June 2, 1988
MORGAN STANLEY & CO. LLC
September 26, 1978 - August 2, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 1975 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHIRON SECURITIES LLC
CRD#: 30041 / SEC#: , 8-44665
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHNSON, SCOTT WILLIAM | MANAGING DIRECTOR/PRESIDENT/TREASURER/SECRETARY/CHIEF COMPLIANCE OFFICER/PFO/POO | 703690 |
Red Flags
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