Louis R. Jarodsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Reign Jarodsky, who also goes by Lou Jarodsky, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1975. Louis had worked at 5 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2020 - May 15, 2024
ZCM
December 5, 2014 - June 1, 2020
ZIEGLER CAPITAL MANAGEMENT, LLC
September 28, 2000 - November 25, 2014
MISSOURI VALLEY PARTNERS, INC.
September 26, 1978 - January 2, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 1975 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ZCM
CRD#: 309195 / SEC#: 801-118813
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,486 |
| AUM (Assets Under Management) | $ 6,613,220,039 |
Red Flags
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