Michael R. Gorrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Gorrell, who also goes by Michael R Gorrell, Mike Gorrell, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1975. Michael had worked at 11 firms and has passed the Series 65, Series 63, SIE, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2016 - March 22, 2021
RHAME & GORRELL WEALTH MANAGEMENT
February 13, 2012 - June 6, 2016
MILLER-GREEN FINANCIAL SERVICES LLC
June 14, 2006 - May 7, 2016
SANDERS MORRIS LLC
February 23, 2006 - December 31, 2006
SMH CAPITAL ADVISORS LLC
November 21, 2001 - May 7, 2016
SANDERS MORRIS LLC
June 21, 1994 - November 21, 2001
IFG NETWORK SECURITIES, INC.
June 18, 1990 - May 26, 1994
FSC SECURITIES CORPORATION
February 4, 1983 - May 4, 1990
PRUDENTIAL EQUITY GROUP, LLC
January 13, 1982 - March 7, 1983
RAUSCHER PIERCE REFSNES, INC.
May 22, 1979 - October 13, 1981
A. G. EDWARDS & SONS, INC.
October 7, 1975 - January 18, 1979
E. F. HUTTON & COMPANY INC
January 2, 1975 - November 3, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
RHAME & GORRELL WEALTH MANAGEMENT
CRD#: 283027 / SEC#: 801-107332
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/13/1988
AMEX Put and Call ExamCurrent Firm
RHAME & GORRELL WEALTH MANAGEMENT
CRD#: 283027 / SEC#: 801-107332
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,281 |
| AUM (Assets Under Management) | $ 1,001,369,575 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
