James E. Fletcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Fletcher was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1975. James had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 1982 - November 21, 1983
HERETH, ORR & JONES, INC.
May 13, 1982 - September 29, 1982
WALL STREET WEST, INC.
August 25, 1978 - May 10, 1982
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
January 2, 1975 - April 6, 1976
CONTINENTAL AMERICAN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HERETH, ORR & JONES, INC.
CRD#: 7210 / SEC#: , 8-19296
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
