Leo Kleban
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leo Kleban, who also goes by Leo Samuel Kleban, was a registered financial professional .
Leo is a previously registered financial professional and started their career in finance in 2025. Leo had worked at 2 firms and has passed the Series 65, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2025 - June 15, 2026
FRAZIER FINANCIAL ADVISORS, LLC
June 2, 2025 - June 15, 2026
PRIVATE CLIENT SERVICES, LLC
Primary Firm SEC Registration
FRAZIER FINANCIAL ADVISORS, LLC
CRD#: 106649 / SEC#: 801-50432
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/2/2025
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FRAZIER FINANCIAL ADVISORS, LLC
CRD#: 106649 / SEC#: 801-50432
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,751 |
| AUM (Assets Under Management) | $ 929,855,340 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/29/2025 | ||
| 09/16/2025 | ||
| 04/07/2025 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
