Christopher J. Connolly

MIRADOR CAPITAL PARTNERS

Pleasanton, CA 94566

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CRD#: 8030149

Professional summary

Christopher John Robert Connolly, who also goes by Chris Connolly, is a registered financial advisor currently at MIRADOR CAPITAL PARTNERS located in Pleasanton, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Christopher has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Connolly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CJC Lending Corp. Not investment related. 4163 Hall Ct Pleasanton CA 94566. Mortgage brokerage. Broker Owner. Started the business in 2017 but just opened my own company on 01/25. 40-60 HRS PER/MONTH. 8-12 HRS DURING SECURITIES TRADING HOURS. I originate mortgages.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Robert Connolly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2025 - Present

MIRADOR CAPITAL PARTNERS

Office #1: 6700 Koll Center Parkway Suite 230, Pleasanton, CA 94566

RIA

CRD#: 173764

Pleasanton, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIRADOR CAPITAL PARTNERS

MIRADOR CAPITAL PARTNERS | MIRADOR CAPITAL PARTNERS, LP

CRD#: 173764 / SEC#: 801-80585

RIA

Registered Investment Advisory firm - (11/21/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2025

Uniform Investment Adviser Law Examination

Current Firm

MIRADOR CAPITAL PARTNERS

MIRADOR CAPITAL PARTNERS | MIRADOR CAPITAL PARTNERS, LP

CRD#: 173764 / SEC#: 801-80585

RIA

Registered Investment Advisory firm - (11/21/2014 Approved)

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Contact information

Main Address

6700 Koll Center Parkway Suite 230, Pleasanton, CA 94566

Mailing Address

Phone number

(925) 621-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	2,572
AUM (Assets Under Management)	$ 901,733,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher J. Connolly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Robert Connolly's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIRADOR CAPITAL PARTNERS

Primary Firm SEC Registration

MIRADOR CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2025

Current Firm

MIRADOR CAPITAL PARTNERS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIRADOR CAPITAL PARTNERS

TRUST BUT VERIFY

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