James H. Mackellar
Professional summary
James Harry Mackellar was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1974. Prior to being barred, James had worked at 5 firms, which includes MACKELLAR JAMES H., OSAIC SERVICES INC., AMERICAN GENERAL SECURITIES INCORPORATED, USLIFE EQUITY SALES CORP., METROPOLITAN LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2019 - July 29, 2024
MACKELLAR, JAMES H.
October 31, 2008 - June 7, 2023
OSAIC SERVICES, INC.
October 31, 2008 - June 7, 2023
OSAIC SERVICES, INC.
February 27, 2008 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
October 1, 1997 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
June 10, 1985 - October 1, 1997
USLIFE EQUITY SALES CORP.
December 26, 1974 - May 24, 1985
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 12/19/1974
Registered Representative ExaminationCurrent Firm
MACKELLAR, JAMES H.
CRD#: 111792 / SEC#:
Contact information
Red Flags
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