Stephen H. Goetze
Professional summary
Stephen Henry Goetze, who also goes by Stephen Henry Geotze, Henry Goetze, is a registered financial advisor currently at FINANCIAL MANAGEMENT, INC. located in Little Rock, Arkansas.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Stephen has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Henry Goetze's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2025 - Present
FINANCIAL MANAGEMENT, INC.
Office #1: 4007 N. Rodney Parham Road, Little Rock, AR 72212March 4, 2025 - December 1, 2025
CREWS & ASSOCIATES, INC.
Primary Firm SEC Registration
FINANCIAL MANAGEMENT, INC.
CRD#: 108350 / SEC#: 801-126707
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/9/2025)
Exams
Series 7TO
Date: 3/3/2025
General Securities Representative ExaminationCurrent Firm
FINANCIAL MANAGEMENT, INC.
CRD#: 108350 / SEC#: 801-126707
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 356 |
| AUM (Assets Under Management) | $ 181,181,011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
