JS
Jonathan Schultz
LEADING EDGE FINANCIAL PLANNING LLC
RALEIGH, NC
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CRD#: 8027773
JS
Professional summary
Jonathan Schultz is a registered financial advisor currently at LEADING EDGE FINANCIAL PLANNING LLC located in Raleigh, North Carolina.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Jonathan has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Morph Foundry LLC; Not investment-related; 260 Marcellus Way, Clayton, NC 27527; 3D printing; Owner; Working with 3D models and printer software/hardware; Started May 1, 2023; 2 hours per month; 0 during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Schultz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2025 - Present
LEADING EDGE FINANCIAL PLANNING LLC
RIA
CRD#: 277149
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LEADING EDGE FINANCIAL PLANNING LLC
LEADING EDGE FINANCIAL PLANNING LLC
CRD#: 277149 / SEC#: 801-120413
RIA
Registered Investment Advisory firm - (3/1/2021 Approved)Colorado
Registered Investment Advisory firm - (6/4/2021 Terminated)Florida
Registered Investment Advisory firm - (6/4/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/15/2021 Terminated)Louisiana
Registered Investment Advisory firm - (6/4/2021 Terminated)Nevada
Registered Investment Advisory firm - (7/14/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/4/2021 Terminated)Tennessee
Registered Investment Advisory firm - (7/4/2021 Terminated)Texas
Registered Investment Advisory firm - (6/4/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/5/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/22/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
LE
LEADING EDGE FINANCIAL PLANNING LLC
LEADING EDGE FINANCIAL PLANNING LLC
CRD#: 277149 / SEC#: 801-120413
RIA
Registered Investment Advisory firm - (3/1/2021 Approved)Colorado
Registered Investment Advisory firm - (6/4/2021 Terminated)Florida
Registered Investment Advisory firm - (6/4/2021 Terminated)Georgia
Registered Investment Advisory firm - (7/15/2021 Terminated)Louisiana
Registered Investment Advisory firm - (6/4/2021 Terminated)Nevada
Registered Investment Advisory firm - (7/14/2021 Terminated)South Carolina
Registered Investment Advisory firm - (6/4/2021 Terminated)Tennessee
Registered Investment Advisory firm - (7/4/2021 Terminated)Texas
Registered Investment Advisory firm - (6/4/2021 Terminated)Virginia
Registered Investment Advisory firm - (6/5/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6921 Office Park Circle, Knoxville, TN 37909
Mailing Address
Phone number
(865) 240-2292
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,388 |
| AUM (Assets Under Management) | $ 360,175,782 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 06/27/2023 | ||
| 10/07/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
