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Christopher Elliott Oxford

SCOTTSDALE, AZ
·CRD# 8027062·2 years experience

Professional Summary

Christopher Elliott Oxford, who also goes by Chris E Oxford, Chris Elliott Oxford, Chris Oxford, Christopher E Oxford, Christopher Oxford, was a registered financial advisor. Christopher was registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Christopher had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris E Oxford, Chris Elliott Oxford, Chris Oxford, Christopher E Oxford, Christopher Oxford

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

Unknown Firm·
Scottsdale, AZ
October 23, 2026 - Present
VANGUARD ADVISERS, INC.·CRD# 106715
RIA
Scottsdale, AZ
April 15, 2025 - October 1, 2026
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Scottsdale, AZ
April 14, 2025 - October 1, 2026

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Current Firm

No current employment

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: 10016 Bur Sedge, San Antonio, TX 78254 NATURE OF BUSINESS: REAL ESTATE Position: Owner POSITION: LANDLORD/OWNER START DATE: 09/2022 APPROXIMATE HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OVERSE THE RENTAL PROPERTY, COORDINATE MAINTENANCE, COMMUNICATE WITH TENANTS NAME OF BUSINESS: SIELLO, LLC NON-INVESTMENT-RELATED ADDRESS: SAN ANTONIO, TX NATURE OF BUSINESS: FOOD AND EVENT CATERING POSITION: OWNER START DATE: 08/2024 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INACTIVE NAME OF BUSINESS: SPROUT TAX, LLC NON-INVESTMENT RELATED ADDRESS: 14015 N 94TH ST APT 3133, SCOTTSDALE, AZ 85260 NATURE OF BUSINESS: TAX PREPARATION POSITION: OWNER START DATE: 09/2026 HOURS PER MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 3 DUTIES: PREPARING TAX RETURNS, TAX COMPLIANCE

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(10/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2025About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2024About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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