Dar M. Baruchim
Professional summary
Dar Mark Baruchim is a registered financial advisor currently at MARINER INDEPENDENT located in Schaumburg, Illinois.
Dar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Dar has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dar Mark Baruchim's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2026 - Present
MARINER INDEPENDENT
Office #1: 1101 Perimeter Drive Suite 250, Schaumburg, IL 60173November 18, 2025 - December 31, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
MARINER INDEPENDENT
CRD#: 305418 / SEC#: 801-117332
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/14/2026)
Exams
Series 6TO
Date: 11/18/2025
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MARINER INDEPENDENT
CRD#: 305418 / SEC#: 801-117332
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,412 |
| AUM (Assets Under Management) | $ 5,615,227,678 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/05/2024 | ||
| 12/15/2023 |
Red Flags
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Company Information
MARINER INDEPENDENT
CRD#: 305418Schaumburg, IL 60173TRUST BUT VERIFY
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