William A. Bastian

LOVELAND & BASTIAN FINANCIAL SERVICES GROUP

MT. PLEASANT, SC 29464

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CRD#: 8026518

Professional summary

William Alan Bastian is a registered financial advisor currently at LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC located in Mt. Pleasant, South Carolina.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. William has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alan Bastian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2025 - Present

LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC

Office #1: 220 Church Street Suite 101b, Mt. Pleasant, SC 29464

RIA

CRD#: 135255

MT. PLEASANT, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(1/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/17/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/15/2024

Securities Industry Essentials Examination

Current Firm

LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC

CRD#: 135255 / SEC#:

South Carolina

Registered Investment Advisory firm - (5/11/2005 Approved)

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Contact information

Main Address

220 Church Street Suite 101b, Mt. Pleasant, SC 29464

Mailing Address

Phone number

(843) 884-3002

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 65,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William A. Bastian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alan Bastian's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2024

Series 7TO

Date: 1/17/2025

SIE

Date: 8/15/2024

Current Firm

LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LOVELAND & BASTIAN FINANCIAL SERVICES GROUP, LLC

TRUST BUT VERIFY

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