KG
Karyn Graff
ALPHA WEALTH FUNDS
Sandy, UT
Some features on this profile are disabled
CRD#: 8025466
KG
Professional summary
Karyn Graff, who also goes by Karen Graff, is a registered financial advisor currently at ALPHA WEALTH FUNDS, LLC located in Sandy, Utah.
Karyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Karyn has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karen Graff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SideKicks Sports, LLC Not investment related Address: 2162 East Borg Drive, Sandy UT 84092 Martial Arts studio Owner/Instructor Owns Salt Lake Sidekicks, LLC 12/2021 Start date 1 hours per month 0 hours during securities trading hours Duties: Martial arts instruction, sales and marketing, team/instructor training, curriculum development Salt Lake Sidekicks, LLC Not investment related Address: 2162 East Borg Drive, Sandy UT 84092 Martial Arts studio Owner/Instructor Owned by SideKicks Sports, LLC 09/2022 Start date 104 hours per month 0 hours during securities trading hours Duties: Martial arts instruction, sales and marketing, team/instructor training, curriculum development Pixel Ninjas, LLC Not investment related Address: 305 2nd Street, Oakmont PA 15139 photography studio Owner No relationship with other Businesses 05/2014 Start date 5 hours per month 0 hours during securities trading hours Duties: Photography, photo processing and editing, custom posters / designs
CRS (Client Relationship Summary) - RIA
Click below to view Karyn Graff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2025 - Present
ALPHA WEALTH FUNDS, LLC
RIA
CRD#: 150231
Sandy, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALPHA WEALTH FUNDS, LLC
ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.
CRD#: 150231 / SEC#: 801-132551
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)North Carolina
Registered Investment Advisory firm - (2/17/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2025 Terminated)Utah
Registered Investment Advisory firm - (4/28/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/15/2025)
IAR
Utah(1/8/2025)
Current Firm
AW
ALPHA WEALTH FUNDS, LLC
ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.
CRD#: 150231 / SEC#: 801-132551
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)North Carolina
Registered Investment Advisory firm - (2/17/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2025 Terminated)Utah
Registered Investment Advisory firm - (4/28/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1887 Gold Dust Lane Suite 203 A, Park City, UT 84060
Mailing Address
Phone number
(435) 269-4100
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 572 |
| AUM (Assets Under Management) | $ 190,022,617 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
