Sean S. Planchard

TORREY GROWTH &OME ADVISORS

Charlotte, NC

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CRD#: 8024047

Professional summary

Sean Samuel Planchard is a registered financial advisor currently at TORREY GROWTH & INCOME ADVISORS, LLC located in Charlotte, North Carolina.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Sean has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) v96 Capital;Investment-related; 10500 Midway Park Drive, Charlotte, NC 28277; Private investment firm; Founder & GP; Partner; Since April 14, 2025; Approx. 120 hrs/mo during trading hours; Manage operations and strategy for investment firm and portfolio companies. (2) Dealonomy, LLC; Investment-related; 3500 S DuPont Highway, Dover. DE 19901; Tech-enabled business brokerage firm; Advisory Board Member; Outside Advisor; Since August 7. 2024; Approx. 1 hr/mo during non-trading hours; Outside business advisor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Samuel Planchard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2025 - Present

TORREY GROWTH & INCOME ADVISORS, LLC

RIA

CRD#: 139940

Charlotte, NC

Past

March 31, 2025 - May 23, 2025

FORTRESS PRIVATE LEDGER, LLC

RIA

CRD#: 290298

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TORREY GROWTH & INCOME ADVISORS, LLC

CRD#: 139940 / SEC#: 801-66611

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/23/2025)

IAR

Texas
(8/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2025

Uniform Investment Adviser Law Examination

Current Firm

TORREY GROWTH & INCOME ADVISORS, LLC

CRD#: 139940 / SEC#: 801-66611

RIA

Registered Investment Advisory firm - (5/2/2006 Approved)

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Contact information

Main Address

1233 Camino Del Mar, Del Mar, CA 92014

Mailing Address

Phone number

(760) 274-2744

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TORREY GROWTH AND INCOME ADVISORS, LLC (8/8/2025)

TORREY GROWTH AND INCOME ADVISORS, LLC WRAP FEE PROGRAM (2/11/2025)

Regulatory assets under management

Total Number of Accounts	485
AUM (Assets Under Management)	$ 322,165,732

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean S. Planchard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Samuel Planchard's CRS (Customer Relationship Summary).

Certified licenses

Experience

TORREY GROWTH & INCOME ADVISORS, LLC

FORTRESS PRIVATE LEDGER, LLC

Primary Firm SEC Registration

TORREY GROWTH & INCOME ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2025

Current Firm

TORREY GROWTH & INCOME ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TORREY GROWTH & INCOME ADVISORS, LLC

TRUST BUT VERIFY

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