Marissa M. Roh

FOSTER GROUP

Omaha, NE 68154

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CRD#: 8022620

Professional summary

Marissa May Roh, who also goes by Marissa M Roh, Missy May Roh, Marissa May Smaus, Missy May Smaus, is a registered financial advisor currently at FOSTER GROUP, INC. located in Omaha, Nebraska.

Marissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Marissa has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marissa M Roh | Missy May Roh | Marissa May Smaus | Missy May Smaus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) TREASURER OF BEACONVIEW, INC, HOMEOWNERS ASSOCIATION; PAY THE BILLS, COLLECT DUES, AND PREPARE FINANCIAL STATEMENTS; DUAL SIGNATURE REQUIRED; 5 HRS/WK. 2.) TREASURER OF SMAUS FARMS, LLC; FAMILY FARM; PAY BILLS, RECONCILE QUICKBOOKS, PRESENT INCOME AND EXPENSES AT ANNUAL MEETING, SUBMIT PROFIT AND LOSS STATEMENT TO TAX ACCOUNTANT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marissa May Roh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2025 - Present

FOSTER GROUP, INC.

Office #1: 14301 Fnb Parkway Suite 207, Omaha, NE 68154

RIA

CRD#: 107148

Omaha, NE

Past

February 20, 2025 - June 10, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

OMAHA, NE

Past

February 5, 2025 - June 10, 2025

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOSTER GROUP, INC.

FOSTER CAPITAL MANAGEMENT INC | FOSTER GROUP, INC.

CRD#: 107148 / SEC#: 801-38507

RIA

Registered Investment Advisory firm - (5/30/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(8/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/19/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/30/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/18/2024

Securities Industry Essentials Examination

Current Firm

FOSTER GROUP, INC.

FOSTER CAPITAL MANAGEMENT INC | FOSTER GROUP, INC.

CRD#: 107148 / SEC#: 801-38507

RIA

Registered Investment Advisory firm - (5/30/1991 Approved)

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Contact information

Main Address

6601 Westown Parkway Suite 100, West Des Moines, IA 50266

Mailing Address

Phone number

(515) 226-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART IIA FOSTER GROUP, INC. (6/17/2025)

Regulatory assets under management

Total Number of Accounts	5,481
AUM (Assets Under Management)	$ 3,542,998,153

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
09/16/2024	Cover Page	Report
01/22/2024	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marissa M. Roh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marissa May Roh's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOSTER GROUP, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

Primary Firm SEC Registration

FOSTER GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/19/2025

Series 7TO

Date: 1/30/2025

SIE

Date: 12/18/2024

Current Firm

FOSTER GROUP, INC.

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FOSTER GROUP, INC.

TRUST BUT VERIFY

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