John F. Truhlar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Truhlar, who also goes by John F Truhlar, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1974. John had worked at 6 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2006 - May 31, 2012
CAP ADVISORS LLC
January 1, 1999 - May 18, 2007
TRUHLAR FINANCIAL STRATEGIES, INC.
November 19, 1989 - July 1, 1998
OSAIC WEALTH, INC.
March 15, 1976 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 17, 1976 - March 23, 1976
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 17, 1974 - December 16, 1978
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/13/1974
Registered Representative ExaminationCurrent Firm
CAP ADVISORS LLC
CRD#: 108043 / SEC#: 801-58006
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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