Steven C. Nelson
Professional summary
Steven Charles Nelson, CFP® is a registered financial advisor currently at STEVEN C. NELSON, CFP located in Franklin, Tennessee.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. Steven has worked at 7 firms and has passed the Series 63, Series 2 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Charles Nelson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
February 9, 2004 - Present
STEVEN C. NELSON, CFP
February 1, 1985 - December 31, 1987
SOUTHMARK FINANCIAL SERVICES, INC.
April 3, 1984 - September 25, 1985
INDEPENDENT FINANCIAL GROUP, LLC
November 11, 1981 - March 29, 1984
PACIFIC WEST SECURITIES, INC.
November 15, 1978 - November 11, 1981
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
September 10, 1975 - September 8, 1978
KMS FINANCIAL SERVICES, INC.
March 31, 1975 - November 9, 1975
HIMCO DISTRIBUTION SERVICES COMPANY
December 17, 1974 - October 13, 1975
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2004)
Exams
Series 2
Date: 4/22/1993
Non-Member General Securities ExaminationSeries 1
Date: 12/13/1974
Registered Representative ExaminationCurrent Firm
STEVEN C. NELSON, CFP
CRD#: 130218 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 1,452,255 |
Red Flags
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