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SD

Scott B. Douglas

1031 SECURITIES
Franklin, MI 48025
Some features on this profile are disabled
CRD#: 8020869
SD

Professional summary

Scott Brian Douglas, who also goes by Scott Douglas, is a registered financial professional currently at 1031 SECURITIES INC. located in Franklin, Michigan.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2025. Scott has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott Douglas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Brian Douglas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2025 - Present

1031 SECURITIES INC.

Office #1: 25300 West 13 Mile Rd, Franklin, MI 48025
BD
CRD#: 326590
Franklin, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(4/4/2025)
RR
Michigan
(3/24/2025)
RR
Virginia
(6/16/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/24/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 3/24/2025
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/4/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

1S
1031 SECURITIES INC.
1031 SECURITIES INC. | 1031 SECURITIES, LLC

CRD#: 326590 / SEC#: , 8-71095

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
25300 West 13 Mile Rd, Franklin, MI 48025
Mailing Address
25300 West 13 Mile Rd, Franklin, MI 48025
Phone number
(248) 761-6027
Established
Michigan since 03/27/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALSH, WILLIAM FRANCISCEO/CCO2276055
1031 SECURITIES INC. - QES PEP MEMBERSHAREHOLDER
RYAN, KIMBERLY ANNFINOP/POO/PFO4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

1031 SECURITIES INC.

CRD#: 326590Franklin, MI 48025

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