John H. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Herkimer Greene was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 7 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2008 - February 4, 2014
EAGLE STRATEGIES LLC
July 14, 2008 - February 4, 2014
NYLIFE SECURITIES LLC
November 12, 2003 - July 1, 2008
OSAIC WEALTH, INC.
July 11, 1997 - November 10, 2003
DUKES & CO ADVISORY, INC.
June 30, 1997 - July 1, 2008
OSAIC WEALTH, INC.
May 19, 1997 - May 28, 1997
OSAIC WEALTH, INC.
April 7, 1995 - May 20, 1997
DAVENPORT-DUKES FINANCIAL SERVICES, INC.
November 19, 1989 - April 6, 1995
OSAIC WEALTH, INC.
July 27, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 6, 1987 - August 1, 1987
SSV SECURITIES, INC.
October 26, 1982 - July 21, 1987
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/10/1974
Registered Representative ExaminationCurrent Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
