Robert A. Graves

VALMARK SECURITIES

Orlando, FL

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CRD#: 801931

Professional summary

Robert Allen Graves is a registered financial professional currently at VALMARK SECURITIES, INC. located in Orlando, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1974. Robert has worked at 4 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Name: Robert Graves, Inv Rel:Y Addr: 1924 Meeting Place, Orlando FL 32814, Nature:Outside Business, Position: Independent Insurance Agent, Start: 6/1973, No Hr/Mo: 20 No Hr/Mo Dur Trading:20, Duties:Disability, Fixed Annuities, Life, Accident/Health, Long Term Care.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Allen Graves's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2022 - Present

VALMARK SECURITIES, INC.

CRD#: 31243

Orlando, FL

Past

March 25, 2017 - December 31, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ROCKVILLE, MD

Past

March 25, 2017 - December 31, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

ROCKVILLE, MD

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

Gaithersburg, MD

Past

January 2, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

Gaithersburg, MD

Past

June 7, 2002 - January 2, 2015

NEW ENGLAND SECURITIES

RIA

CRD#: 615

ROCKVILLE, MD

Past

December 11, 1974 - January 2, 2015

NEW ENGLAND SECURITIES

CRD#: 615

ROCKVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

District of Columbia
(12/21/2022)

Florida
(12/21/2022)

Maryland
(12/21/2022)

South Carolina
(3/13/2025)

Virginia
(12/21/2022)

Exams

State Security Law Exam

Series 63

Date: 11/9/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 12/10/1974

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

VALMARK SECURITIES, INC.

CRD#: 31243 / SEC#: , 8-45463

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333-2431

Mailing Address

130 Springside Drive Suite 300, Akron, OH 44333-2431

Phone number

(800) 765-5201

Established

Ohio since 12/08/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VALMARK INVESTMENTS, LLC	SHAREHOLDER
CALLAHAN, CALEB JONATHAN	EVP, CHIEF OPERATING OFFICER	5011454
KOZENKO, ELIZABETH ERIN	FINOP	6218110
RYBKA, LAWRENCE JOSEPH	PRESIDENT, CEO	1661511
WILBURN, DOUGLAS FREDERICK	CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL	1407686

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert A. Graves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Allen Graves's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/1983

Series 6TO

Date: 1/2/2023

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 12/10/1974

FINRA

Current Firm

VALMARK SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VALMARK SECURITIES, INC.

TRUST BUT VERIFY

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