Alexander J. Mumma
Professional summary
Alexander Jonathan Mumma is a registered financial professional currently at RKCA, INC. located in Cincinnati, Ohio.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2025. Alexander has worked at 1 firm and has passed the Series 82TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Jonathan Mumma's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2025 - Present
RKCA, INC.
Office #1: 1077 Celestial Street, Cincinnati, OH 45202State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 3/10/2025
Limited Representative-Private Securities OfferingsFINRA
Current Firm
RKCA, INC.
CRD#: 17655 / SEC#: , 8-35572
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
RKCA, INC.
CRD#: 17655Cincinnati, OH 45202TRUST BUT VERIFY
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