Robert A. Centa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alan Centa was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1974. Robert had worked at 9 firms and has passed the Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2009 - December 16, 2013
KEYBANC CAPITAL MARKETS INC.
June 6, 2005 - March 19, 2009
BUTLER, WICK & CO., INC.
June 2, 2005 - March 19, 2009
BUTLER, WICK & CO., INC.
August 4, 2003 - June 16, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 29, 1998 - June 16, 2005
WELLS FARGO CLEARING SERVICES, LLC
October 3, 1989 - July 2, 1998
J.C. BRADFORD & CO.
September 23, 1985 - September 16, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
August 28, 1979 - September 30, 1985
KEYBANC CAPITAL MARKETS INC.
August 14, 1978 - August 23, 1979
PRESCOTT, BALL & TURBEN, INC.
August 31, 1977 - August 14, 1978
PRESCOTT, BALL & TURBEN
June 1, 1976 - August 27, 1977
SALOMON BROTHERS INC.
November 20, 1974 - June 28, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/8/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
