Jerome A. Borzello
Professional summary
Jerome August Borzello is a registered financial advisor currently at AMERICAN WEALTH MANAGEMENT, INC. located in Alpharetta, Georgia.
Jerome is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. Jerome has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 9, Series 10, Series 53, Series 4, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jerome August Borzello's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2003 - Present
AMERICAN WEALTH MANAGEMENT, INC.
Office #1: 3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005February 15, 1990 - November 25, 2024
AMERICAN WEALTH MANAGEMENT, INC.
June 17, 1987 - February 28, 1990
ALEX. BROWN & SONS INCORPORATED
September 20, 1984 - July 14, 1987
CIBC WORLD MARKETS CORP.
February 1, 1982 - September 28, 1984
BECKER PARIBAS INCORPORATED
February 22, 1978 - March 4, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 20, 1977 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
November 20, 1974 - April 17, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
AMERICAN WEALTH MANAGEMENT, INC.
CRD#: 25536 / SEC#: 801-66163, 8-41807
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/27/2023)
(1/31/2003)
(5/13/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 1/3/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMERICAN WEALTH MANAGEMENT, INC.
CRD#: 25536 / SEC#: 801-66163, 8-41807
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,219 |
| AUM (Assets Under Management) | $ 309,865,000 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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