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MR

Michael Rasin

WITHUM CAPITAL
Whippany, NJ 07981
Some features on this profile are disabled
CRD#: 8018503
MR

Professional summary

Michael Rasin is a registered financial professional currently at WITHUM CAPITAL, LLC located in Whippany, New Jersey.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2025. Michael has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Rasin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2025 - Present

WITHUM CAPITAL, LLC

Office #1: 200 Jefferson Park, Suite 400, Whippany, NJ 07981
BD
CRD#: 323214
Whippany, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/23/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/24/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/25/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WC
WITHUM CAPITAL, LLC
WITHUM CAPITAL, LLC

CRD#: 323214 / SEC#: , 8-71044

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
200 Jefferson Park, Suite 400, Whippany, NJ 07981
Mailing Address
200 Jefferson Park, Suite 400, Whippany, NJ 07981
Phone number
(973) 650-6664
Established
Delaware since 06/28/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WITHUMSMITH+BROWN, PCMEMBER
BODNAR, KEVIN JMANAGER; EXECUTIVE REP.; CCO4359960
STEWART, SCOTT ALEXANDERFINOP, POO & PFO6977422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WITHUM CAPITAL, LLC

CRD#: 323214Whippany, NJ 07981

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