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NJ

Neill Janik

FNC SECURITIES
GRAND FORKS, ND 58201
Some features on this profile are disabled
CRD#: 8018410
NJ

Professional summary

Neill Janik is a registered financial professional currently at FNC SECURITIES, LLC located in Grand Forks, North Dakota.

Neill is registered as a RR (Registered Representative) and started their career in finance in 2025. Neill has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Neill Janik's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2025 - Present

FNC SECURITIES, LLC

Office #1: 4050 Garden View Drive Suite 103, Grand Forks, ND 58201
BD
CRD#: 165646
GRAND FORKS, ND

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Dakota
(2/4/2025)
RR
Texas
(2/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/20/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 2/4/2025
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/8/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FNC SECURITIES, LLC
FNC AG STOCK, LLC | FNC SECURITIES, LLC

CRD#: 165646 / SEC#: , 8-69177

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
4050 Garden View Drive Suite 103, Grand Forks, ND 58201
Mailing Address
4050 Garden View Drive Suite 103, Grand Forks, ND 58201
Phone number
(701) 780-2828
Established
Delaware since 08/13/2012
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FARMERS NATIONAL COMPANYSHAREHOLDER
DALEY, CHACE WILLIAMMANAGING MANAGER8144498
JANSSEN, MICHAELMANAGING MANAGER8075643
KELLEY, THOMASMANAGING MANAGER8075631
LONGTIN, TERRY LYNNMANAGING MANAGER6125016
WATSON, NICHOLAS ALEXANDERPRES, CCO, MANAGING MANAGER, FINOP5683648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FNC SECURITIES, LLC

CRD#: 165646Grand Forks, ND 58201

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