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RG

Riddhi T. Gandhi

CUATRO CAPITAL SECURITIES LLC
SAN JUAN, PR 00911
Some features on this profile are disabled
CRD#: 8018246
RG

Professional summary

Riddhi Tushar Gandhi is a registered financial professional currently at CUATRO CAPITAL SECURITIES LLC located in San Juan, .

Riddhi is registered as a RR (Registered Representative) and started their career in finance in 2025. Riddhi has worked at 1 firm and has passed the Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Riddhi Tushar Gandhi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 24, 2025 - Present

CUATRO CAPITAL SECURITIES LLC

Office #1: 1959 Calle Loiza Suite 203, San Juan, PR 00911
BD
CRD#: 328082
SAN JUAN, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Puerto Rico
(3/18/2025)

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/24/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 7/29/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CUATRO CAPITAL SECURITIES LLC
CUATRO CAPITAL SECURITIES LLC

CRD#: 328082 / SEC#: , 8-71161

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1959 Calle Loiza Suite 203, San Juan, PR 00911
Mailing Address
1959 Calle Loiza Suite 203, San Juan, PR 00911
Phone number
(914) 361-9343
Established
Puerto Rico since 03/29/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NUEDA VIDA VENTURES LLCPARENT COMPANY
BEATON, DANIEL STEWARTFINOP, POO, PFO4240769
LAMARI, ANDREA MARIECHIEF EXECUTIVE OFFICER6359352
SQUIRE, STEPHEN MALCOLMCHIEF COMPLIANCE OFFICER1596703
TRINH, MICHAELPRESIDENT7014640

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CUATRO CAPITAL SECURITIES LLC

CRD#: 328082San Juan, PR 00911

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