William R. Mclean

MCLEAN CAPITAL MANAGEMENT

Sarasota, FL

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CRD#: 801753

Professional summary

William Richard Mclean, CFP® is a registered financial advisor currently at MCLEAN CAPITAL MANAGEMENT located in Sarasota, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1974. William has worked at 10 firms and has passed the Series 65, Series 63, Series 31, PC, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. McLean is also the CEO and sole owner of McLean Equity Research, LLC, a Florida based entity that operates a website (www.mcleanequityresearch.com) that sells equity research to other financial professionals and the general public on a subscription basis. Mr. McLean devotes a negligible amount of his professional time to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Richard Mclean's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 12, 2008 - Present

MCLEAN CAPITAL MANAGEMENT

RIA

CRD#: 139060

Sarasota, FL

Past

February 12, 2008 - December 31, 2009

MCLEAN CAPITAL MANAGEMENT

RIA

CRD#: 139060

SARASOTA, FL

Past

March 29, 2005 - February 6, 2006

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

MCDONOUGH, GA

Past

October 27, 1998 - April 30, 2003

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

SARASOTA, FL

Past

October 22, 1998 - April 30, 2003

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

February 5, 1996 - July 2, 1998

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

January 28, 1995 - February 13, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 20, 1994 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

May 25, 1993 - June 28, 1994

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

August 19, 1991 - May 22, 1993

THE BAKER GROUP, LP

CRD#: 7888

OKLAHOMA CITY, OK

Past

September 26, 1978 - August 20, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 20, 1974 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/12/2008)

IAR

Texas
(10/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 11/13/2000

Futures Managed Funds Examination

General Industry/Product Exam

PC

Date: 9/8/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 7

Date: 11/16/1974

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 6/24/1988

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

MCLEAN CAPITAL MANAGEMENT

MCLEAN CAPITAL MANAGEMENT | MCLEAN CAPITAL RESEARCH | MCLEAN CAPITAL MANAGEMENT, LLC

CRD#: 139060 / SEC#: 801-65855

RIA

Registered Investment Advisory firm - (6/6/2008 Terminated)

Florida

Registered Investment Advisory firm - (6/6/2008 Approved)

Texas

Registered Investment Advisory firm - (10/23/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Sarasota, FL

Mailing Address

Phone number

(941) 371-7600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 2,599,220

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William R. Mclean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Richard Mclean's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCLEAN CAPITAL MANAGEMENT

G.F. INVESTMENT SERVICES, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

LEGG MASON WOOD WALKER, INCORPORATED

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

ALEX. BROWN & SONS INCORPORATED

THE BAKER GROUP, LP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2007

Series 63

Date: 8/16/1988

Series 31

Date: 11/13/2000

PC

Date: 9/8/1977

Series 7

Date: 11/16/1974

Series 8

Date: 6/24/1988

Current Firm

MCLEAN CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCLEAN CAPITAL MANAGEMENT

TRUST BUT VERIFY

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