Stephen A. Maginn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Arthur Maginn, who also goes by Steve Maginn, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1974. Stephen had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2008 - January 21, 2020
COREBRIDGE CAPITAL SERVICES, INC.
February 24, 2003 - December 31, 2006
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
May 10, 1999 - December 31, 2006
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
September 28, 1987 - July 16, 1998
GT GLOBAL, INC.
October 22, 1986 - July 15, 1987
NTS SECURITIES, INC.
March 18, 1986 - October 29, 1986
GREYSTONE EQUITY CORPORATION
August 9, 1979 - February 18, 1986
PETRO-LEWIS SECURITIES CORPORATION
May 31, 1977 - April 26, 1979
BECKER SECURITIES INCORPORATED
November 20, 1974 - July 2, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
