John D. Hagerty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Dove Hagerty III, who also goes by John Dove Hagerty, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1974. John had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 1990 - December 14, 1992
TITAN/VALUE EQUITIES GROUP, INC.
August 26, 1988 - December 23, 1988
LEHMAN BROTHERS INC.
May 30, 1984 - June 6, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
March 8, 1978 - September 21, 1984
E. F. HUTTON & COMPANY INC
September 16, 1977 - March 27, 1978
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
November 4, 1975 - February 27, 1976
BACHE & CO., INCORPORATED
November 20, 1974 - November 3, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN/VALUE EQUITIES GROUP, INC.
CRD#: 6359 / SEC#: , 8-16697
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
