AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RS

Rocco D. Sciangula

PROVABLE MARKETS
New York, NY 10012
Some features on this profile are disabled
CRD#: 8017286
RS

Professional summary

Rocco Dominick Sciangula, who also goes by Rocco Sciangula, is a registered financial professional currently at PROVABLE MARKETS LLC located in New York, New York and MMM SECURITIES LLC located in New York, New York.

Rocco is registered as a RR (Registered Representative) and started their career in finance in 2025. Rocco has worked at 5 firms and has passed the Series 27 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rocco Sciangula

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rocco Dominick Sciangula's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2025 - Present

PROVABLE MARKETS LLC

Office #1: 110 Greene Street Suite 9g, New York, NY 10012
BD
CRD#: 312003
New York, NY
Current

March 16, 2026 - Present

MMM SECURITIES LLC

Office #1: 30 Wall St Suite 825, New York, NY 10005
BD
CRD#: 318021
NEW YORK, NY
Current

March 17, 2026 - Present

GIGASTAR SECURITIES, LLC

Office #1: 159 N. Sangamon Street Suite 200, Chicago, IL 60607
BD
CRD#: 328312
CHICAGO, IL
Current

March 17, 2026 - Present

LODAS SECURITIES, LLC

Office #1: 5800 Foxridge Drive Suite 306, Mission, KS 66202
BD
CRD#: 313056
MISSION, KS
Past

January 6, 2025 - June 2, 2025

DALZELL TRADING, LLC

BD
CRD#: 175349
STATE COLLEGE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 12/5/2025
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/6/2025
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LODAS SECURITIES, LLC
LODAS SECURITIES, LLC | REALX SECURITIES, LLC | REALTO SECURITIES, LLC

CRD#: 313056 / SEC#: , 8-70676

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
7133 W 95th St Suite 205, Overland Park, KS 66212
Mailing Address
7133 W 95th St Suite 205, Overland Park, KS 66212
Phone number
(913) 204-0053
Established
Kansas since 01/15/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LODAS MARKETS INC.SOLE MEMBER
BRANT, DAVID ROBERTFINOP2718478
MCCORMACK-LANE, KEVINCEO5059916
MCCORMACK-LANE, KEVINPRESIDENT5059916
MCCORMACK-LANE, KEVINCOO5059916
O'SHAUGHNESSY, SHAWN PATRICKVP DIRECTOR OF SALES4526742
STEITZ, JUSTIN ROBERTCCO5789797

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LODAS SECURITIES, LLC

CRD#: 313056New York, NY 10012

TRUST BUT VERIFY

Monitor Rocco Sciangula

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
PR
MINNEAPOLIS, MN
Elizabeth Katz Miller
Elizabeth MillerAdvisorCheck Check Mark
SUMMIT PLACE FINANCIAL ADVISORS, LLC
IAR
Summit, NJ
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.