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Ning Deng

VAN CLEMENS & CO.
MINNEAPOLIS, MN
·CRD# 8017253·2 years registered

Professional Summary

Ning Deng, who also goes by Daniel Deng, is a registered financial advisor currently at VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota. Ning is registered as a RR (Registered Representative) and started their career in finance in 2025. Ning has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Deng

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years registered in the securities industry

Current & Past Employments

Current

VAN CLEMENS & CO. INCORPORATEDCurrent·CRD# 6914
BD
900 Second Ave S Suite 1500, Minneapolis, MN 55402
April 15, 2025 - Present

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Current Firm

VC
VAN CLEMENS & CO. INCORPORATED

VAN CLEMENS & CO. INCORPORATED

CRD#: 6914 / SEC#: 8-18414
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

900 Second Ave S Suite 1500, Minneapolis, MN 55402

Mailing Address

900 Second Ave S Suite 1500, Minneapolis, MN 55402

Phone Number

(612) 758-9140

Established

Minnesota since 05/15/1975

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VAN CLEMENS FINANCIAL CORPORATIONSHAREHOLDER—
GODFREY, JOSEPH CHARLESCCO3074998
TROUSDALE, LAURENFINOP5622407

Disclosures

Regulatory Event

7

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2025About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ning Deng's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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