AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CG

Candace A. Gill

Some features on this profile are disabled
CRD#: 801714
CG

Professional summary

Candace Anna Gill was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Candace is a previously registered financial professional and started their career in finance in 1974. Prior to being barred, Candace had worked at 9 firms, which includes IMS SECURITIES INC., DOMINION CAPITAL CORPORATION, HUBERMAN SECURITIES CORP., LPL FINANCIAL LLC, RICHARDSON GREENSHIELDS SECURITIES INC., PRUDENTIAL EQUITY GROUP LLC, MORGAN STANLEY DW INC., MERRILL LYNCH PIERCE FENNER & SMITH INC., DEAN WITTER & CO. INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Charles William Gill Iii | Charles William Gill | Chuck Gill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 12, 1996 - May 17, 2000

IMS SECURITIES, INC.

BD
CRD#: 35567
HOUSTON, TX
Past

April 25, 1995 - August 30, 1996

DOMINION CAPITAL CORPORATION

BD
CRD#: 18837
DALLAS, TX
Past

March 4, 1988 - August 10, 1988

HUBERMAN SECURITIES CORP.

BD
CRD#: 10133
Past

April 25, 1984 - April 8, 1985

LPL FINANCIAL LLC

BD
CRD#: 6413
Past

November 30, 1982 - May 29, 1984

RICHARDSON GREENSHIELDS SECURITIES INC.

BD
CRD#: 3178
Past

March 4, 1981 - November 4, 1982

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

July 21, 1978 - March 27, 1981

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

June 14, 1976 - July 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572
Past

January 20, 1976 - July 4, 1976

DEAN WITTER & CO. INCORPORATED

BD
CRD#: 6466
Past

November 20, 1974 - April 15, 1976

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/10/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/4/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 5
Date: 11/13/1981
Interest Rate Options Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/6/1981
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/24/1981
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 12
Date: 4/30/1980
NYSE Branch Manager Examination

Current Firm

IS
IMS SECURITIES, INC.
IMS INSURANCE AGENCY OF TEXAS, INC. | IMS SECURITIES, INC.DBA IMS FINANCIAL ADVISORS, INC | IMS SECURITIES, INC. | IMS INSURANCE AGENCY, INC.

CRD#: 35567 / SEC#: , 8-46722

BD
Terminated by SEC on 01/29/2018
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 10/04/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WADSWORTH, JACKIE DIVONOCHIEF EXECUTIVE OFFICER, COMPLIANCE OFFICER2342163
GAMMON, CHRISTOPHER DAVIDCHIEF FINANCIAL OFFICER, VP-OPTIONS2354523
SPEARS, MICHAEL JCHIEF COMPLIANCE OFFICER4501523

Disclosures

Regulatory Event7
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IMS SECURITIES, INC.

CRD#: 35567

TRUST BUT VERIFY

Monitor Candace Gill

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics