Shelby Block
Professional summary
Shelby Block is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Festus, Missouri.
Shelby is registered as a RR (Registered Representative) and started their career in finance in 2025. Shelby has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shelby Block's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2025 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 1552 Natchez Dr, Festus, MO 63028State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2025)
(1/13/2025)
(7/8/2025)
Exams
Series 6TO
Date: 1/13/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898Festus, MO 63028TRUST BUT VERIFY
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