Frederick R. Wyrsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Robert Wyrsch JR., who also goes by Frederick Robert Wyrsch Jr, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1974. Frederick had worked at 21 firms and has passed the Series 63, Series 7, Series 1, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2011 - January 14, 2014
CFA FINANCIAL LLC
March 24, 2008 - July 14, 2009
MCCLENDON, MORRISON & PARTNERS, INC.
October 1, 2007 - March 3, 2008
TERRA NOVA FINANCIAL, LLC
February 9, 2004 - May 24, 2004
CARIS & COMPANY, INC.
January 29, 2002 - September 19, 2002
INVESTEC INC.
December 18, 2000 - December 11, 2001
DIGITALOFFERING, INC.
March 11, 1998 - October 11, 2000
ADVEST, INC.
June 4, 1996 - September 25, 1997
HARRIS NESBITT CORP.
February 13, 1996 - June 12, 1996
KROLL SECURITIES LLC
January 14, 1993 - February 13, 1996
THE CHICAGO CORPORATION
December 9, 1991 - January 1, 1993
HAMILTON INVESTMENTS, INC.
March 23, 1990 - December 3, 1991
OPPENHEIMER & CO. INC.
July 21, 1989 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
February 23, 1988 - August 7, 1989
FIRST MIDWEST CAPITAL CORP.
July 21, 1987 - February 25, 1988
ALLIANCE ASSET GROUP,INC.
May 3, 1985 - June 25, 1987
BMA FINANCIAL SERVICES, INC.
August 31, 1981 - May 7, 1985
CITIGROUP GLOBAL MARKETS INC.
November 22, 1978 - September 25, 1981
MORGAN STANLEY DW INC.
December 20, 1975 - December 3, 1978
CITIGROUP GLOBAL MARKETS INC.
December 3, 1974 - February 27, 1975
AMERICAN EXPRESS FINANCIAL CORPORATION
December 3, 1974 - February 27, 1975
AMERIPRISE FINANCIAL SERVICES, LLC
December 3, 1974 - February 27, 1975
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/22/1974
Registered Representative ExaminationSeries 8
Date: 5/28/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CFA FINANCIAL LLC
CRD#: 151730 / SEC#: , 8-68394
Contact information
Documents
Red Flags
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