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Frederick Robert Wyrsch Jr.

CRD# 801594·Registered 1974 - 2014
Previously Registered: Being a previously registered professional could mean that Frederick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frederick Robert Wyrsch JR., who also goes by Frederick Robert Wyrsch Jr, was a registered financial advisor. Frederick was a previously registered financial professional and started their career in finance 1974 - 2014. Frederick had worked at 21 firms and has passed the Series 63, Series 7, Series 1, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frederick Robert Wyrsch Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

CFA FINANCIAL LLC·CRD# 151730
BD
Sarasota, FL
December 22, 2011 - January 14, 2014
MCCLENDON, MORRISON & PARTNERS, INC.·CRD# 14684
BD
Chicago, IL
March 24, 2008 - July 14, 2009
TERRA NOVA FINANCIAL, LLC·CRD# 37761
BD
New York, NY
October 1, 2007 - March 3, 2008
CARIS & COMPANY, INC.·CRD# 104235
BD
San Diego, CA
February 9, 2004 - May 24, 2004
INVESTEC INC.·CRD# 18553
BD
New York, NY
January 29, 2002 - September 19, 2002
DIGITALOFFERING, INC.·CRD# 104136
BD
Spokane, WA
December 18, 2000 - December 11, 2001
ADVEST, INC.·CRD# 10
BD
Hartford, CT
March 11, 1998 - October 11, 2000
HARRIS NESBITT CORP.·CRD# 7299
BD
Chicago, IL
June 4, 1996 - September 25, 1997
KROLL SECURITIES LLC·CRD# 36927
BD
Chicago, IL
February 13, 1996 - June 12, 1996
THE CHICAGO CORPORATION·CRD# 1449
BD
Chicago, IL
January 14, 1993 - February 13, 1996
HAMILTON INVESTMENTS, INC.·CRD# 821
BD
December 9, 1991 - January 1, 1993
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
March 23, 1990 - December 3, 1991
B.C. CHRISTOPHER SECURITIES CO.·CRD# 60
BD
Kansas City, MO
July 21, 1989 - March 23, 1990
FIRST MIDWEST CAPITAL CORP.·CRD# 18499
BD
February 23, 1988 - August 7, 1989
ALLIANCE ASSET GROUP,INC.·CRD# 18050
BD
July 21, 1987 - February 25, 1988
BMA FINANCIAL SERVICES, INC.·CRD# 7943
BD
May 3, 1985 - June 25, 1987
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
August 31, 1981 - May 7, 1985
MORGAN STANLEY DW INC.·CRD# 7556
BD
November 22, 1978 - September 25, 1981
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
December 20, 1975 - December 3, 1978
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
December 3, 1974 - February 27, 1975
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
December 3, 1974 - February 27, 1975
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
December 3, 1974 - February 27, 1975

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Current Firm

CF
CFA FINANCIAL LLC

CAGNEY NETWORK, INC. | CINS, LLC | CFA FINANCIAL LLC

CRD#: 151730 / SEC#: 8-68394
BD
Terminated by SEC on 04/29/2017

Contact Information

Established

Illinois since 03/04/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MOORE, CHARLES LEONARDPRINCIPAL1123831
MCCARTHY, TIMOTHY FRANCISCHIEF COMPLIANCE OFFICER2525864

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1975About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Nov 1974

Series 24 — General Securities Principal Examination

Passed Mar 2001About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed May 1999

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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