CP
Connor T. Prendergast
FLORIDA FINANCIAL ADVISORS
Mount Pleasant, SC 29464
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CRD#: 8015856
CP
Professional summary
Connor Thomas Prendergast, who also goes by Connor Prendergast, is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Mount Pleasant, South Carolina.
Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Connor has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Connor Prendergast
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Florida Financial Advisors DBA Tristate Financial Advisors. Investment Related. Charleston, SC 29401. Nature of Business: RIA. Position: Financial Consultant. Start Date: 11/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance DBA Tristate Financial Advisors. Not Investment Related. Charleston, SC 29401. Nature of Business: Fixed Insurance Sales. Start Date: 11/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Kiawah Island Ocean Course. Not Investment Related. Charleston, SC. Nature of Business: Golf. Start Date: 09/2024. Hours Per Month: 15 during non trading hours. Duties: Carry golf bags and assist golfers during play.
CRS (Client Relationship Summary) - RIA
Click below to view Connor Thomas Prendergast's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2024 - Present
FLORIDA FINANCIAL ADVISORS, LLC
Office #1: 498 Wando Park Blvd Suite 175, Mount Pleasant, SC 29464RIA
CRD#: 288811
Mount Pleasant, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/3/2024)
IAR
Louisiana(8/14/2025)
IAR
South Carolina(11/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
Phone number
(813) 333-1683
Established
Firm type
Fiscal year end
# of Employees
465
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,769 |
| AUM (Assets Under Management) | $ 317,826,011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
