Shane H. Lee

SKROBONJA WEALTH MANAGEMENT

ARNOLD, MO 63010

CRD#: 8015735

Some features on this profile are disabled

Professional summary

Shane Harrison Lee is a registered financial advisor currently at SKROBONJA WEALTH MANAGEMENT, LLC located in Arnold, Missouri and MADISON AVENUE SECURITIES, LLC located in Arnold, Missouri.

Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Shane has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Harrison Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2025 - Present

SKROBONJA WEALTH MANAGEMENT, LLC

Office #1: 16a Municipal Drive, Arnold, MO 63010

RIA

CRD#: 323899

ARNOLD, MO

Current

February 21, 2025 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 16a Municipal Dr., Arnold, MO 63010

RIA

CRD#: 23224

Arnold, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Missouri
(10/1/2025)

Missouri
(3/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/23/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/21/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/26/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

SKROBONJA WEALTH MANAGEMENT, LLC

NEOS WEALTH MANAGEMENT, LLC | SKROBONJA WEALTH MANAGEMENT, LLC | SKROBONJA WEALTH | SKROBONJA FINANCIAL GROUP, LLC

CRD#: 323899 / SEC#: 801-126964

RIA

Registered Investment Advisory firm - (10/4/2023 Terminated)

Florida

Registered Investment Advisory firm - (8/3/2023 Approved)

Illinois

Registered Investment Advisory firm - (10/3/2023 Approved)

Missouri

Registered Investment Advisory firm - (5/31/2023 Approved)

Texas

Registered Investment Advisory firm - (3/2/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

16a Municipal Drive, Arnold, MO 63010

Mailing Address

Phone number

(636) 296-5225

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 32,339,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

FRONTENAC, MO

George Simon

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

Chesterfield, MO

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shane H. Lee

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Harrison Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKROBONJA WEALTH MANAGEMENT, LLC

MADISON AVENUE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/23/2024

Series 7TO

Date: 2/21/2025

SIE

Date: 11/26/2024

FINRA

Current Firm

SKROBONJA WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SKROBONJA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors